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RBI Compounding Application

Resolve FEMA Offences Promptly – Avoid penalties and prosecution by applying for RBI Compounding in time. Filing handled by top legal experts.

Fast and Secure Processing – Get expert assistance from Sperso Filings for a smooth and compliant application process.

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Perfect for submitting your company application with expert assistance in 14 days.

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  • Expert assisted process
  • Your company name is filed in just 2 - 4 days
  • DSC in just 4 - 7 days
  • SPICe+ form filing in 14 days*
  • Incorporation Certificate in 28 - 35 days
  • Company PAN+TAN
  • DIN for directors
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Includes fast application submission and trademark filing in 7 days.

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    What's Included
  • Expert assisted process
  • Your company name is filed in just 1 - 2 days*
  • DSC in just 3 - 4 days
  • SPICe+ form filing in 7 days*
  • Incorporation Certificate in 14 - 21 days
  • Company PAN+TAN
  • DIN for directors
  • Digital welcome kit that includes a checklist of all post-incorporation compliances
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Complete registration & tax filing support

₹99

    What's Included
  • Expert assisted process
  • Your company name is filed in just 1 - 2 days*
  • DSC in just 3 - 4 days
  • SPICe+ form filing in 7 days*
  • Incorporation Certificate in 14 - 21 days
  • Company PAN+TAN
  • DIN for directors
  • Digital welcome kit that includes a checklist of all post-incorporation compliances
  • MSME registration
  • Expedited Trademark application filing
What is RBI Compounding?

RBI compounding is a process under the Foreign Exchange Management Act (FEMA) in India that allows individuals or companies to settle FEMA violations by admitting the error and paying a penalty.

Compounding of Contraventions under FEMA by RBI

This mechanism, managed by the Reserve Bank of India (RBI), enables individuals and entities to resolve FEMA violations by accepting the breach, paying a penalty, and meeting any conditions set by the RBI.

Under Section 15 of FEMA, 1999, the RBI can compound contraventions that are minor, unintentional, or technical. This process helps avoid prolonged legal actions and enables quick resolution. However, serious or deliberate violations may not qualify and could result in stricter penalties.

Procedure for RBI Compounding Application
Documents Required for RBI Compounding Application
  • Duly filled and signed compounding application form
  • Description of the contravention: nature, date, and circumstances
  • Relevant agreements, contracts, or supporting documents
  • Financial statements or related transaction records
  • Any prior correspondence with RBI or other authorities
  • Additional documents providing context or evidence
RBI Compounding Application Format
  • 1. Cover Letter: Briefly introduces the application and summarizes the contravention.
  • 2. Application Form: Includes applicant's details, nature of contravention, transaction details, and proposed fee calculation.
  • 3. Supporting Documents: Attachments such as agreements, statements, and records relevant to the case.
  • 4. Declaration: A signed declaration affirming the accuracy of the information and agreement to comply with RBI conditions.
Steps to Apply for RBI Compounding
  • Case Preparation – Collect all details and documents.
  • Fill the Application – Accurately complete the form.
  • Document Compilation – Organize and label all documents clearly.
  • Submit to RBI – Send application and documents via designated channel.
  • Wait for Review – RBI will assess the case.
  • Meet Conditions – Fulfill RBI's conditions and pay the fee.
  • Follow Up – Track application and respond to RBI queries promptly.
Calculation of Compounding Amount

To compute the compound interest amount, use the formula:

A = P(1 + r/n)nt

Example:

P = ₹10,000, r = 6% (0.06), n = 4 (quarterly), t = 5 years

A = 10000 × (1 + 0.06/4)20 ≈ ₹13,468.55

RBI Compounding Penalty

Under FEMA, the RBI can impose penalties for non-compliance. Entities may opt to compound the offence by admitting the contravention and paying a penalty, thus avoiding legal proceedings.

Penalty Calculation and Payment

Penalties are based on the severity and nature of the contravention. Often a percentage of the transaction amount. RBI specifies the amount in the compounding order, and it must be paid within the prescribed timeframe.

Benefits of Compounding with RBI
RBI Compounding Orders

RBI compounding orders are formal decisions under FEMA that allow entities to resolve violations by paying a penalty and avoiding legal action.

Key Aspects
Example Process:
  1. Application Submission
  2. Review
  3. Penalty Calculation
  4. Order Issuance
  5. Payment
  6. Closure

FAQs on RBI Compounding Application

It is a formal request submitted to the Reserve Bank of India to settle a FEMA contravention by paying a monetary penalty and avoiding litigation.

It refers to the process where an individual or entity admits to violating FEMA regulations and seeks to resolve the matter by paying a penalty.

Compounding under FEMA is a mechanism that allows voluntary admission and resolution of foreign exchange law violations through penalty payment, avoiding court proceedings.

The penalty is decided by the RBI based on the nature, amount, and seriousness of the violation. It’s often a percentage of the amount involved in the contravention.

The compounding fee is the monetary amount imposed by RBI to settle the contravention, and it must be paid within the time specified in the compounding order.

It is a consolidated set of instructions and guidelines issued by the RBI for regulated entities, including those related to compounding of FEMA offences.

It is the RBI’s process of allowing offenders to regularize FEMA violations by paying a prescribed penalty, thereby closing the matter without legal proceedings.

RBI issues a compounding order after reviewing the application and determining the penalty. The order includes the amount to be paid and the timeline for compliance.

You must submit a detailed application to the RBI with facts of the contravention, supporting documents, and the prescribed form. Assistance from a legal expert is recommended for accuracy.